Operational Controls

Structural separation. Independent custody. Supervisory oversight.

ERX Wealth Partners operates within a defined control framework designed to preserve separation between advice, execution, and custody.

Independent Custody

Client assets are held at qualified third-party custodians and titled directly to the client. ERX does not custody client assets.

Written Supervisory Procedures

The firm maintains written supervisory procedures governing advisory activity, documentation, and supervisory review.

Decision Documentation

Material recommendations and implementation steps are recorded to support consistency, continuity oversight.

No Proprietary Platform

ERX is not affiliated with a proprietary product sponsor. Banking or lending services, when used, are provided by third parties and subject to their independent eligibility and approval.

Investment recommendations are provided in a fiduciary capacity and are intended to align with client objectives and documented constraints.

Disclosures

Investment advisory services are offered through Mutual Advisors, LLC, doing business as ERX Wealth Partners, an SEC-registered investment adviser. Registration does not imply a certain level of skill or training.

Information on this website is for informational and educational purposes only and should not be construed as investment, legal, tax, or accounting advice. ERX Wealth Partners does not provide legal or tax advice. Clients should consult independent professionals regarding legal and tax matters.